SOX / SOC Audit

Sarbanes-Oxley compliance & SOC reporting for service organisations

Regulatory compliance and third-party assurance reporting are critical obligations for public companies and service organisations. Investors, clients and regulators increasingly require formal evidence that financial and operational controls are designed appropriately and operating effectively.

Our SOX and SOC practice helps clients design, test and document controls to meet the exacting standards required by regulators, investors and customers. We work with management teams to build compliance programmes that are efficient and sustainable — not just a once-a-year burden — and support organisations in communicating the quality of their control environment to external stakeholders.

Our Services Include

• SOX 302 and 404 readiness assessments and ongoing compliance
• Internal control over financial reporting (ICFR) design and testing
• Remediation of control deficiencies and material weaknesses
• SOC 1 (SSAE 18 / ISAE 3402) readiness and reporting
• SOC 2 (Type I and Type II) readiness and reporting
• SOC 3 public reporting
• IT general controls (ITGC) testing
• Management testing support and documentation

Key Benefits

• Achieve and maintain regulatory compliance with confidence
• Demonstrate the reliability of financial and operational controls
• Build trust with investors, clients and business partners
• Reduce audit fatigue through coordinated testing approaches
• Prepare efficiently for external auditor reliance and review